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CNAS-RC01 认证机构认可规则
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CNAS-RC01
认证机构认可规则
Rules for the Accreditation of Certification Bodies
2017 年 01 月 01 日实施
2017 年01 月01日发布 目次 前言 ...........................................................................................................................................................2 1 范围........................................................................................................................................................3 2 规范性引用文件 ....................................................................................................................................3 3 术语和定义............................................................................................................................................3 4 总则........................................................................................................................................................6 5 初次认可................................................................................................................................................7 5.1 初次认可申请.............................................................................................................................7 5.2 初次认可的评审准备.................................................................................................................8 5.3 初次认可的评审方式.................................................................................................................8 5.4 初次认可的评审实施.................................................................................................................8 5.5 初次认可的纠正措施验证.......................................................................................................10 5.6 初次认可的评审报告...............................................................................................................10 5.7 初次认可的认可决定...............................................................................................................10 6 认证业务范围的认可 ..........................................................................................................................10 6.1 认证业务范围认可的原则.......................................................................................................10 6.2 认证业务范围分类................................................................................................................... 11 6.3 认证业务范围认可程序........................................................................................................... 11 7 监督评审..............................................................................................................................................12 7.1 例行监督评审...........................................................................................................................12 7.2 专项监督评审和确认审核.......................................................................................................14 8 复评......................................................................................................................................................15 8.1 复评申请...................................................................................................................................16 8.2 复评的评审方式.......................................................................................................................16 8.3 复评的评审前准备...................................................................................................................16 8.4 复评的评审实施.......................................................................................................................16 8.5 复评的纠正措施验证...............................................................................................................16 8.6 复评的评审报告.......................................................................................................................16 8.7 复评的认可决定.......................................................................................................................16 9 认可后的见证评审 ..............................................................................................................................16 9.1 认可后的见证评审原则...........................................................................................................16 9.2 质量管理体系认证机构认可分项认可制度、环境管理体系认证机构认可分项认可制度和 职业健康安全管理体系认证机构认可分项认可制度认可后的见证评审要求..........................17 9.3 认可后见证评审的认可评定...................................................................................................17 附录 A（规范性附录）..........................................................................................................................18 附录 B（规范性附录）..........................................................................................................................20 附表 B-1 ..........................................................................................................................................21 附表 B-2 ..........................................................................................................................................23 附表 B-3 ..........................................................................................................................................25 本文件由中国合格评定国家认可委员会（CNAS）制定。 本文件为 CNAS 对认证机构认可的基本规则，与其他认可规则和认可准则共同形成 CNAS 对认证机构认可的要求。 本文件代替 CNAS-RC01:2014 和 CNAS-RC06：2006。
CNAS-RC01
认证机构认可规则
Rules for the Accreditation of Certification Bodies
2017 年 01 月 01 日实施
2017 年01 月01日发布 目次 前言 ...........................................................................................................................................................2 1 范围........................................................................................................................................................3 2 规范性引用文件 ....................................................................................................................................3 3 术语和定义............................................................................................................................................3 4 总则........................................................................................................................................................6 5 初次认可................................................................................................................................................7 5.1 初次认可申请.............................................................................................................................7 5.2 初次认可的评审准备.................................................................................................................8 5.3 初次认可的评审方式.................................................................................................................8 5.4 初次认可的评审实施.................................................................................................................8 5.5 初次认可的纠正措施验证.......................................................................................................10 5.6 初次认可的评审报告...............................................................................................................10 5.7 初次认可的认可决定...............................................................................................................10 6 认证业务范围的认可 ..........................................................................................................................10 6.1 认证业务范围认可的原则.......................................................................................................10 6.2 认证业务范围分类................................................................................................................... 11 6.3 认证业务范围认可程序........................................................................................................... 11 7 监督评审..............................................................................................................................................12 7.1 例行监督评审...........................................................................................................................12 7.2 专项监督评审和确认审核.......................................................................................................14 8 复评......................................................................................................................................................15 8.1 复评申请...................................................................................................................................16 8.2 复评的评审方式.......................................................................................................................16 8.3 复评的评审前准备...................................................................................................................16 8.4 复评的评审实施.......................................................................................................................16 8.5 复评的纠正措施验证...............................................................................................................16 8.6 复评的评审报告.......................................................................................................................16 8.7 复评的认可决定.......................................................................................................................16 9 认可后的见证评审 ..............................................................................................................................16 9.1 认可后的见证评审原则...........................................................................................................16 9.2 质量管理体系认证机构认可分项认可制度、环境管理体系认证机构认可分项认可制度和 职业健康安全管理体系认证机构认可分项认可制度认可后的见证评审要求..........................17 9.3 认可后见证评审的认可评定...................................................................................................17 附录 A（规范性附录）..........................................................................................................................18 附录 B（规范性附录）..........................................................................................................................20 附表 B-1 ..........................................................................................................................................21 附表 B-2 ..........................................................................................................................................23 附表 B-3 ..........................................................................................................................................25 本文件由中国合格评定国家认可委员会（CNAS）制定。 本文件为 CNAS 对认证机构认可的基本规则，与其他认可规则和认可准则共同形成 CNAS 对认证机构认可的要求。 本文件代替 CNAS-RC01:2014 和 CNAS-RC06：2006。
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